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AI for Legal & Finance

AI for Financial Advisors

Suitability reports, factfinds, MiFID II disclosures, and quarterly review prep absorb the hours that should go to clients. Klevere builds custom AI agents that automate the admin and compliance layer of financial advice so your team stays Consumer Duty-compliant and grows the book without growing the back office.

12hsaved per adviser weekly
2xmore client meetings
<3 weeksto go live
The Problem

Where financial advisors & ifas
lose time and money

Suitability reports and recommendations

Each piece of advice generates a 20-40 page suitability report covering objectives, attitude to risk, capacity for loss, recommendation rationale, costs, and risks. Paraplanners do their best but the bottleneck is real. Advisers can have a great meeting on Monday and the SR does not reach the client until Friday.

Factfinding and document collection

Onboarding a new client means collecting bank statements, pension projections, ID, insurance schedules, mortgage details, and existing fund holdings. Most clients send them in dribs and drabs over weeks. Admin spends the time piecing the picture together, advisers spend the time chasing.

Quarterly review and ongoing service preparation

Annual reviews under Consumer Duty are not optional. Each one needs portfolio performance data, rebalancing analysis, attitude-to-risk refresh, and an updated suitability assessment. For a 200-client adviser that is a lot of preparation that has to happen on a schedule.

Consumer Duty record-keeping and MI

The FCA wants to see evidence of good outcomes, fair value, customer understanding, and ongoing review. Building that MI from your back-office data is a quarterly fire drill that nobody enjoys and that the compliance officer cannot do alone.

The Solution

How Klevere AI
transforms your business

AI-drafted suitability reports

AI ingests the meeting notes, factfind, recommendation, and product literature, and drafts the full suitability report against your firm's template and the FCA's PROD and Consumer Duty requirements. The paraplanner reviews and signs off. SR turnaround drops from days to hours.

Automated factfind and document collection

AI runs a structured onboarding workflow that requests each document at the right time, OCRs everything that arrives, extracts the relevant data, and posts it into your CRM. Clients get a single secure portal instead of an email chain.

Quarterly review and ongoing service automation

AI prepares each client's annual review pack: portfolio performance vs benchmark, rebalancing recommendations, ATR/CFL refresh prompts, and a draft client-facing summary. The adviser walks into the meeting with the pack ready instead of building it themselves the night before.

Consumer Duty MI on tap

AI builds the Consumer Duty MI continuously from your back-office data: target market alignment, fair value assessments, vulnerable customer outcomes, and product performance. Quarterly board packs go from a panic build to a refresh-and-review.

AI assistant for adviser productivity

An adviser-facing AI assistant answers internal questions about FCA rules, your firm's processes, fund details, and past advice given to a particular client. It is the institutional memory the firm needed but could never staff.

Process

How we get you set up.
In 4 simple steps.

Step 01 Deliverables
Process mapping
Pain point analysis
AI opportunity identification
ROI projection
Phase 1 of 4
Results

What financial advisors & ifas see
after 90 days

12 hours
saved per adviser weekly
2x
more client meetings per week
70%
faster suitability reports
<3 weeks
to go live
Suitability reports used to be the bottleneck. Now the AI drafts them from the meeting notes and our paraplanners review and finalise in under an hour. We have grown the book 30% without adding paraplanning headcount.
Independent Advisory Practice, 8 advisers
FAQ

Common questions
from financial advisors & ifas

Yes. We integrate with Intelliflo (XPlan and Office), Iress, FE fundinfo Analytics, Curo, Plannr, and most major back-office and planning tools. Cash flow integrations include Voyant, CashCalc, and Truth via API.
Every workflow is designed around the four Consumer Duty outcomes: products and services, price and value, consumer understanding, and consumer support. The AI generates the evidence trail your compliance team needs without you doing the spadework.
Yes. We train it on your firm's house template, past approved SRs, and the FCA rules you operate under (PROD, COBS, ICOBS for protection, MCOB for mortgages). A paraplanner or adviser reviews every SR before issue, so professional judgement stays human.
AES-256 at rest, TLS 1.3 in transit, regional data residency options, and full DPAs available. Client financial data sits in logically isolated stores. Your PII insurer can review the security controls before deployment.
Yes. The same workflows handle mortgage advice under MCOB, protection advice under ICOBS, pension switching, drawdown reviews, and IHT planning. We tune the templates to your firm's permissions.
No. Paraplanners review more SRs per day at higher quality. Advisers see more clients. Most firms grow throughput and quality without changing headcount. The work the AI absorbs is the drafting most paraplanners said they were happy to be free of.
Typically two to three weeks for the first live workflow, usually suitability report drafting. We add the factfind, review automation, and MI agents over the following months as you adopt each one.
Every Klevere engagement is scoped and priced individually. After your free AI audit we define the exact agents, integrations, and rollout plan together, then put a tailored proposal in front of you. You get a number built around your business and your priorities, not a package price.

Ready to transform your business with AI?

Book a free 30-minute AI audit. We'll show you exactly where AI can save you time and money — no commitment required.